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THE ROLE OF SECURITIES AND EXCHANGE COMMISSION (SEC) IN DISPUTE RESOLUTION IN THE NIGERIAN CAPITAL MARKET UNDER THE INVESTMENTS AND SECURITIES ACT (ISA), 2007

Year: 2014|   Volume No: 3|   Number No: 1|   ISSN: 2360-9664|   Page No: 


Reference:

Administrators of Estate of AjanakuvsNigbele Securities ltd. & 10 ors (APC/41/2001) P.4

Bryan T. (2000) ‘Blacks law dictionary’, 8th Edition, West publishing co. Ltd p.639 

Bryan T. (2000) ‘Blacks’ Law Dictionary’, 8th Edition, West Publishing co. ltd p. 989

Capital Market Glossary published by SEC , 2nd Edition 2007 pp. 5-12

Chief Tony Ezennavs Thomas Kingsley Securities ltd. (APC/1/2004) P.19

CSCS vsBonkolans ltd. & 5 ors (2007) SEC L.R 22

Deacon O.A, (2001) ‘History of the Nigerian capital market’: ‘The regulatory perspectives’. Being a paper delivered at seminar organized by the SEC, at Nicon Hotel Abuja, 5-6 Dec.

FIS Vs SEC (2004) 1NISLR 166.

In the Matter of Apex Securities ltd. (2008) SEC L.R. 34

MAMZA S. (2007) ‘The Capital Market Glossary’, Published by SEC, 2nd Edition;, Direct Digital Press, Ltd. P.13

Owena Bank (Nig.) ltd. VsNse (1990) SERC L.R P.9

Olisamekavs SEC (APC/16/2005) P.50

Rule 64.of SEC Rules and Regulations 2000 (as amended)

Rule 64.of SEC Rules and Regulations 2000 (as amended)

Rule 182(A)(5).of SEC Rules and Regulations 2000 (as amended) 

Rule 200.of SEC Rules and Regulations 2000 (as amended)

Rule 64.of SEC Rules and Regulations 2000 (as amended)

SEC vsOwena Bank PLC (CA/A/23/07

SEC vsOsindera Oni 7 Iasebekan (CA/A/222/05

SEC vsBonkolan&ors (APC/21/2002

Section 313 of the Investments and Securities Act ( ISA) 2007

Sections 315 of the Investment and Securities Act (ISA) 2007.

S 13(k) of the ISA 2007

S. 13(n)  of ISA 2007

S.13 (r)  of ISA 2007 

S. 13(aa)) of ISA 2007

S. 14 of the ISA 2007.

 

Udora,C.A (2010) ‘Role of SEC in Dispute Resolution’, a paper presented at a seminar on dispute resolution by the Capital Market Solicitors Association (CMSA), Lagos.